Prospective Risk Managed Development

Household and Community Resilience Strengthening through

Adaptive Strategies for Sustainable Livelihoods

and Basic Social Services Access

Overview of the RLRMC Approach

Many components of Prospective Risk-Managed Development are already addressed by the original Sustainable Livelihoods framework (SL). So a modified SL was developed for this framework.

Basic concepts of SL:

  • ‘Internal’ groups of people in a community or municipality have an endowment of asset resources that fall under five categories: natural, physical, financial, human, and social
  • These people also have a governance structure for decision-making about how to transform these resources through livelihood strategies
  • The outcomes of these strategies should optimize across their short-term output of goods and services for consumption and income and the longer-term feedback effects of such strategies and their exposure and vulnerability to hazards on their resources base and resulting strategy options

How SL innovatively approached progressive corrective risk management:

  • Risk factor integration: It accounts for both the underlying poverty and the daily and seasonal risk factors for lack of livelihood access and how these contribute to longer-term exposure and vulnerability to disasters triggered by natural & anthropogenic hazards.
  • Temporal integration endogenous feedback effects: It shows the self-perpetuating cycle of virtue (resource enhancement, reduced disaster risk, improved strategy options, and better outcomes) or vice (resource degradation, exacerbated disaster risk, lack of strategy options, and worse outcomes).

But to be suitable for prospective risk management, SL needs the following additional integration.

 

Spatial horizontal integration of the impacts of external factors on the vulnerability context:

  • Endogenous internal development strategies can contribute to such problems as local soil erosion, deforestation, and water contamination or pumping. These can result in daily and seasonal stresses such as lack of usable water and lack of crops or fodder.  They can also result in extreme shocks such as landslides, subsidence, and conflict.
  • But the effects on the vulnerability context and future risk scenario of exogenous external trends must also be considered. Creeping environmental problems such as desertification, salinization and climate change cross geographic boundaries and affect both the means and the extremes of stresses and shocks. Development activities outside of the decision-making area can also directly affect its daily and seasonal stresses such as when water is contaminated due to upstream pollution or no longer accessible due to upstream diversion. Such external development activities can also indirectly affect stresses and shocks through their effects on environmental change.

Spatial vertical integration for adaptive internal and external governance:

  • Although much of the focus during the ‘hazard’ paradigm of DRR was on structural physical infrastructure to reduce exposure and physical vulnerability, a key problem with structural approaches is that they tend not to be adaptive.
  • Adaptive strategies require more investment in human and social capital. Internally, the human capital skills and knowledge and the social capital empowerment of committees and such institutions that can oversee development and the needed management of changes in relationships will directly contribute to being able to adapt. Indirectly, such empowerment can also enable local committees to express their concerns to local and higher levels of government so that aforementioned exogenous external development that is adversely affecting the vulnerability context can be identified and addressed.

Sectoral integration:

  • Livelihoods are an important driver of self-protection that enables people to have better access to basic social services and other needs and wants. But, as basic social services and risk management are also key to enabling reliable livelihoods access, the converse is also true. For example, water has uses for households, risk management such as fire brigades, service facilities like hospitals and schools, and livelihood needs such as crops, livestock, fishponds, factories, and markets.
  • Risk identification, analysis, and assessment should consider how changes affect all relevant functions and processes. And resulting strategies should consider interplay between different uses and synergies in determining how to best optimize across integrated opportunities and risks associated with livelihoods, BSS, and residual, corrective, and prospective risk management.

Temporal integration that further considers future effects scenarios, capacities, and outcomes:

  • In addition to the endogenous internal feedback effects of local livelihood, BSS, and risk management strategies and outcomes, exogenous external environment change and development change will have direct effects on especially the natural and physical capital resource base that should be considered.
  • With all endogenous and exogenous effects on daily, seasonal, and extreme stresses and shocks considered in the vulnerability context, risk scenarios can be created that inform what livelihood, BSS, and risk management strategies to take now to manage anticipated future changes in opportunities and risks.
  • By doing this, future outcomes can also be anticipated and managed so that optimization of strategies integrates across short-term outcomes and long-term outcomes.

With the means and extremes of daily, seasonal, and extreme hazards and vulnerabilities expected to continue to change more rapidly, being able to identify change and adapt to it with local context-appropriate adaptive strategies is increasingly important. Such adaptive systems should be able to adapt to changing local conditions and capacities and do so quickly through decision-making and action that is closer to the problem. Investment in local empowerment through training of local human capital skills and knowledge and development of social capital institutions and relationships are key to such adaptiveness. Such investment should be done long-term in an evolution of steps or processes of increasing adaptive capacities. Analyzing the described elements of this Prospective Risk-Managed Development framework helps to identify context-appropriate adaptive strategies for sustainable livelihoods and adaptive basic social services access.

 

And such adaptiveness, flexibility, and sustainability in prospective risk-managed development are also the main indicators of resilience strengthening.  Although debates continue regarding the merits and demerits of adopting resilience strengthening as an over-arching framework, one of the benefits of the resilience approach is that its systems thinking requires a prospective and integrated approach.  Developing the capacities to absorb, adapt, and transform requires understanding the linkages vertically, horizontally, and temporally of stakeholders and how the risk factors affecting one process can affect the entire system. Rather than the old disaster management continuum approach, resilience is a ‘contiguum’ approach of building systems that can absorb chronic problems in ways that can expand or contract to accommodate extra needs for resisting, adapting, and responding in times of shock.  And since the elements and processes in the systems along with their vulnerabilities are always changing, the resilience approach also seeks transformative capacities to modify the system and strategies within it in ways that ‘engage with change’.

 

Another advantage of both the resilience lens and the adaptation lens is that they don’t focus exclusively on disasters.  Although the paradigm shock realized during a disaster or conflict event has often been a window of opportunity to discuss chronic risks relative to acute risks, addressing climate change and overall resilience is encouraging people to open that window without need for such an event. Accordingly, we hope that viewing access through such lenses continues to encourage use of the frameworks and tools of RLRMC’s Prospective Risk-Managed Development approach to prospectively address changing extensive and intensive risks rather than only correctively addressing the causes of previous intensive risk event damages and losses.

Related Consultancies and trainings

  • Senior Disaster Risk Reduction and Climate Change Adaptation Evaluation Consultant for UNDP Global Headquarters Independent Evaluation Office’s ‘Assessing Vulnerability: An Evaluation of UNDP Programming for Climate Resilience’
  • Senior Advisor for the Ethiopia Joint Food Security and Nutrition Resilience Initiative of WFP, FAO, and UNICEF
  • Team leader for the ECHO-funded UNICEF ‘Consultancy Review of Adaptive Basic Social Service Provision to Reduce Disaster Risk of Vulnerable Populations Especially Children in Selected Horn of Africa Countries’ in Ethiopia, Kenya, and Uganda
  • Co-facilitator for the UNICEF Global Resilience Workshop in Nairobi
  • Community Resilience Consultant and Team Leader of the Community Resilience Advocacy Consultancy of IFRC East Africa with case studies from throughout East Africa and participatory field work in villages in Rwanda and Uganda
  • Short course co-coordinator, lecturer, and research advisor regarding prospective risk reduction for IRDR/START Advanced Institutes on Integrated Research in Disaster Risk at the IRDR Center of Excellence in Taipei for junior professors and mid-level government officers from countries throughout the Asia-Pacific Region
  • Researcher on participatory risk scenarios, anticipatory watershed and community management, and other good practices in prospective risk managed development guided by FLACSO, La RED, the Association for Nature and Sustainable Development (ANDES), and Practical Action in South America’s Andes Region, Central America, and Mexico

Selected Related Publications

  • “Development and Livelihoods for Disaster Risk Reduction Including Climate Change Adaptation” in Routledge Handbook of Disaster Risk Reduction and Climate Change Adaptation (Eds. Ilan Kelman, C. Gaillard, and Jessica Mercer).  June 2017.
  • “Preventing Diarrhoea and Deforestation in Remote Madagascar: the Zahana Approach” (with H. Ramihantianarivo). Using Science for DRR: Report of the Scientific and Technical Advisory Group 2014, UNISDR, 2014.  
  • “Sustainable Livelihood Considerations for Disaster Risk Management: Implications for Implementation of the Government of Indonesia Tsunami Recovery Plan” (with C. Chan-Halbrendt and W. Salim), International Journal of Disaster Prevention and Management, Volume 15, Number 1, 2006. (http://www.emeraldinsight.com/doi/abs/10.1108/09653560610654220?fullSc=1&journalCode=dpm)
  • “Effective Disaster Recovery Planning: Assessing the Government of Indonesia Plan Using a Synthesized Disaster Risk Management Framework” (with C. Chan-Halbrendt and W. Salim), Proceedings of the Inter-Regional Science Association Conference on Natural Disasters’ Impacts and Challenges for Recovery, Jakarta, Indonesia, August 3-4, 2005.

Selected Related Presentations

  • “Development and Livelihoods for Disaster Risk Reduction Including Climate Change Adaptation”, Webinar presentation for the Research Group of CEMADEN (Centro Nacional do Monitoramento e Alertas de Desastres Naturals), Sao Paolo, Brazil, 25 August, 2021.
  • “Good Practices in Development of Adaptive Integrated Livelihood and Social Service Systems Strategies for Risk Management”, Presentation at the International Conference on Geographical Science for Resilient Communities, Ecosystems, and Livelihoods Under Global Environmental Change, Kampala, Uganda, 3-4 December, 2020.
  • “Disaster Risk Governance as a Component of Disaster Risk Management toward Integrated Risk-Managed Development”, Keynote Presentation at the International Conference on Disaster Governance in Malawi, Chancellor College, Zomba, Malawi, 27 November, 2019.
  • “Access! Prospective Risk Managed Development”, Speakers Corner Presentation at the Global Network of Civil Society Organizations for Disaster Reduction (GNDR) Global Summit, Kuala Lumpur, Malaysia, 21-25 May, 2018.
  • “Framing Disaster: Concepts & Jargon in Disaster Research”, panel presentation at the annual Natural Hazards Workshop, Boulder, USA, 8-11 July, 2018.
  • “Acceso Sostenible a Medios de Vida y Servicios Sociales Basicos Como Parte de la RRD: Conceptos y Buenas Practicas Adaptativas”, Presentation at Segundo Congreso Internacional del Colegio Mexicano de Profesionales en Gestión de Riesgos y Protección Civil, Playa del Carmen, Mexico, 27-29 September, 2017.
  • “The Evolution of Adaptive Health and Nutrition Service Delivery Systems: Resilience Strengthening in Ethiopia” presentation at the Dealing with Disasters International Conference (DwD 2015), Northumbria University, UK, 17-18 September, 2015.
  • “Sustainagility”, presentation at the International Conference-Workshop on Climate Change and Biodiversity: Mitigation and Adaptation, February 18-20, 2008 (Manila).
  • “Flood Risk Management for Sustainable Developing Country Rural Livelihood Development”, conference presentation at the 2005 Conference of the Floodplain Management Association, September 6-9, 2005.
  • “A Framework for Risk Reduction Process Planning and Dialogue for Tsunami-Affected & Other Areas of Human Insecurity”, Keynote Workshop Presentation, What After the Tent?: Effective Disaster Risk Reduction Decision-Making workshop at the East-West Center & University of Hawai`i at Manoa, April 10 & April 24, 2005.
  • “Risk Management in Hazard-Prone Communities”, Workshop Presentation, the University of Hawai`i at Manoa Disaster Management and Humanitarian Assistance Program, February 2001.
  • “Participatory Sustainable Redevelopment in Typhoon-Prone, Rural, Agricultural Communities of Island Southeast Asia and the Pacific Islands”, Training Presentation at the Asia Pacific Disaster Management Centre, Local Community-Level Disaster Risk Management Course; Manila, Philippines; November, 2000.

Resources

Integrating DRM, CCA, & Development
The Prospective Risk Management Sustainable Livelihoods and Adaptive Basic Social Services Strategies Framework
Resilience Capacities
Integrated FSN Resilience Simplified M&E Framework
Conceptual Framework of Project Resilience Impacts
Everyday, Early Warning/Action, & Extreme Event Linkages Example
Risk Informed Development Activities